2022 Providers
NameRoleAddressDirect Indirect
FIDELITY INVESTMENTS INSTITUTIONAL

Participant Loan Processing

Sub-Transfer Agency Fees

Recordkeeping Fees

Account Maintenance Fees

Securities Brokerage Commissions And Fees

$5.3M
FIDELITY INVESTMENTS INSTITUTIONALNone
Transfer Agencies
NameRoleAddressDirect Indirect
JPMORGAN INVESTOR CONSERV GROWTH C

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN INVESTOR BALANCED FUND CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN MID CAP GROWTH FUDN CLASS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN LARGE CAP VALUE FUND CLAS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EQUITY INDEX FUND CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMID CAP EQUITY CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN LIMITED DURATION BOND FD

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN MORTGAGED BACK SECURITIES

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN CORE PLUS BOND CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN HIGH YIELD BOND FUND CLAS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMALL CAP GROWTH CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN LARGE CAP GROWTH CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EQUITY INCOME FUND CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN US SMALL COMPANY FUND CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN SMART RETIREMENT 2050 CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN STRATEGIC INCOME OPPORT

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN SMART RETIREMENT 2045 CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMART RET 2040 CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EMERGING MRKTS DEBT FUND

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMART RET 2020 CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN INCOME BUILDER FUND CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN VALUE ADVANTAGE CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN US LARGE CAP CORE PLUS C

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN US LG CAP CORE PLUS CLASS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMART RET INCOME CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN SMALL CAP BLEND CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN US EQUITY FUND CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EUROPE DYNAMIC CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EMERGING MKTS EQUITY CLAS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN INTERNTL EQUITY FUND CLAS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN US SUSTAIN LEADERS CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN U.S. GARP EQUITY FUND CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN GLOBAL ALLOCATION FUND CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN TAX AWARE EQUITY CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EQUITY FOCUS FD CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN FLOATING RATE INCOME CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN INTERNATNL FOCUS FUND CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN UNCONSTRAINDEBT CLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JOHN HANCOCK GLOBAL THEMATIC OPPOR

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK REAL ESTATE SECURITIE

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK OPPORTCFIXED INCOME F

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK MULTI ASSET HIGH INCO

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK BLUE CHIP GROWTH CL A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK EQUITY INCOME FUND CL

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK SMALL CAP VALUE CL A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK MULTI ASSET ABSOL RTR

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK EMERG MARKETS DEBT FU

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK EMERG MARKETS FUND CL

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK ALTER ASSET ALLOC FUN

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK STR INCOPPORTUNITIES

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK DISCIPLINED VALUE MID

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK MLTMNG LIFSTYL AGGR P

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK MLTMNG LIFSTYL BAL PO

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK US GROWTH FUND CL A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK GLOBAL SHAREHOLDER YI

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK SMALL CAP CORE FUND C

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK INFRASTRUCTURE A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK DISCIPLVALUE INTL FD

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK BALANCED CLASS A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK ESP LRGCAP CORE FUND

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK INTL DYNAMIC GROWTH A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK SHORT DURATION BOND C

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JANUS HENDERSON RESPONS INTL DIV T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON GLBLEQUITY INCOME

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON GLOBAL BOND CL T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON MULTISECTOR INCOME

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON ABS RET INC OPPOR

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON ADPT GLBL ALLOCATI

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON CONTRARIAN I

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON ENTERPRISE I

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON ADAPRISK MNGD US E

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON FORTY T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON GL REAL ESTATE T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON SHORT DUR FLEX BD

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON BALANCED T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON ENTERPRISE T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON HIGH YIELD T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON GL LIFE SCIENCES T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON GLOB TECH & INNOV

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON CONTRARIAN T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
JANUS HENDERSON GROWTH & INCOME T

Sub-Transfer Agency Fees

151 DETROIT ST.
DENVERCO 80206
EASTERLY SNOW LONG SHORT OPPORTUNI

Sub-Transfer Agency Fees

811 E WISCONSIN AVE
MILWAUKEEWI 53202
EASTERLY SNOW LONG SHORT OPPORTUNI

Sub-Transfer Agency Fees

811 E WISCONSIN AVE
MILWAUKEEWI 53202
JACOB INTERNET

Sub-Transfer Agency Fees

727 2ND ST STE 106
HERMOSA BEACHCA 90254
JACOB MICRO CAP GROWTH INV CL

Sub-Transfer Agency Fees

727 2ND ST STE 106
HERMOSA BEACHCA 90254
JPMORGAN EQUITY PREMIUM INCOME CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN EQUITY PREMIUM INCOME CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN EQUITY PREM INCOME CL I

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN INTL HEDGED EQUITY CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN HEDGED EQUITY 2 FUND A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JP MORGAN OPPORT EQ LONG SHORT FD

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMART RETIREMENT 2060 CL

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN GL BOND OPPORTUNITIES FUN

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN CORPORATE BOND FUND CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SHORT DURATION CORE PLUS

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN INCOME FUNDCLASS A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
JPMORGAN SMARTRETRMT2055 CL A

Sub-Transfer Agency Fees

1111 POLARIS PARKWAY
COLUMBUSOH 43240
DELAWARE IVY MULTI ASSET INC A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE IVY LIMITEDTERM BOND CL A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE IVY ASSET STRATEGY CL A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE IVY HIGH INCOME CL A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE CLIMATE SOLUTIONS FD CL A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE IVY CORE EQUITY CL A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE IVY EMERG MARKETS EQUITY

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
DELAWARE IVY NATURALRESOURCES A

Sub-Transfer Agency Fees

2005 MARKET ST
PHILADELPHIAPA 19103
WCM CHINA QUALITY GR OWTH FUND INS

Sub-Transfer Agency Fees

2220 EAST ROUTE 66 STE 226
GLENDORACA 91740
FIRST TRUST MERGER ARBITRAGE CLASS

Sub-Transfer Agency Fees

2220 E. ROUTE 66 STE 226
SMITHFIELDRI 2917
FIRST TRUST MERGER ARBITRAGE CLASS

Sub-Transfer Agency Fees

2220 E. ROUTE 66 STE 226
SMITHFIELDRI 2917
AXS CHESAPEAKE STRATEGY A

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS CHESAPEAKE STRATEGY C

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS MULTI STRATEGY ALTERNATIVES IN

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS THOMAS REUTERS VENTURE CAPTL I

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS THOMAS REUTERS VENTURE CAPTL I

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS THOMAS REUTERS VENTURE CAPTL I

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS ALTERNATIVE VALUE FUND INVESTO

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
AXS MARKET NEUTRAL FUND INVESTOR

Sub-Transfer Agency Fees

181 WESTCHESTER AVE STE 402
PORT CHESTERNY 10573
EUROPAC GOLD FUND CL I

Sub-Transfer Agency Fees

LOTS 81 82 ST C STE 204
DORADOPR 646
WCM FOCUSED EMERGINGMARKETS FUND I

Sub-Transfer Agency Fees

2220 EAST ROUTE 66 STE 226
GLENDORACA 91740
WCM FOCUSED GLOBAL GROWTH INVESTOR

Sub-Transfer Agency Fees

2220 EAST ROUTE 66 STE 226
GLENDORACA 91740
SILVERPEPPER COMM BASED GLBL MACRO

Sub-Transfer Agency Fees

570 OAKWOOD AVE.
LAKE FORESTIL 60045
SILVERPEPPER COMM BASED GLBL MACRO

Sub-Transfer Agency Fees

570 OAKWOOD AVE.
LAKE FORESTIL 60045
EUROPAC GOLD FUND CLASS A

Sub-Transfer Agency Fees

LOTS 81 82 ST C STE 204
DORADOPR 646
EUROPAC INTERNATNL DIVIDEND INC CL

Sub-Transfer Agency Fees

LOTS 81 82 ST C STE 204
DORADOPR 646
RNC GENTER DIVIDEND INCOME FUND

Sub-Transfer Agency Fees

2220 E ROUTE 66
GLENDORACA 91740
EUROPAC INTL VALUE FUND CLASS A

Sub-Transfer Agency Fees

LOTS 81 82 ST C STE 204
DORADOPR 646
EUROPACIFIC INTERNATIONAL BOND

Sub-Transfer Agency Fees

LOTS 81 82 ST C STE 204
DORADOPR 646
EP EMERGING MARKETS CLASS A

Sub-Transfer Agency Fees

LOTS 81 82 ST C STE 204
DORADOPR 646
WCM FOCUSED INTL GROWTH FUND INVES

Sub-Transfer Agency Fees

2220 EAST ROUTE 66 STE 226
GLENDORACA 91740
AMERICAN INVESTMENT CO OF AMERICA

Sub-Transfer Agency Fees

3500 WISEMAN BLVD
SAN ANTONIOTX 782514321
INTREPID ENDURANCE FUND INVESTOR C

Sub-Transfer Agency Fees

1400 MARSH LANDING PKWY. STE 106
JACKSONVILLE BEACHFL 32250
THE INTERNET FUND

Sub-Transfer Agency Fees

470 PARK AVE SOUTH
NEW YORKNY 10016
INTEGRITY DIVIDEND HARVEST FUND CL

Sub-Transfer Agency Fees

1 MAINST NORTH
MINOTND 58703
INTEGRITY MID NORTH AMERICAN RESOU

Sub-Transfer Agency Fees

1 MAINST NORTH
MINOTND 58703
INTEGRITY MID NORTH AMERICAN RESOU

Sub-Transfer Agency Fees

1 MAINST NORTH
MINOTND 58703
AMERICAN INTERMED BOND OF AMERICA

Sub-Transfer Agency Fees

3500 WISEMAN BLVD
SAN ANTONIOTX 782514321
AMERICAN INTERMEDIATBOND FUND OF A

Sub-Transfer Agency Fees

3500 WISEMAN BLVD
SAN ANTONIOTX 782514321
AMERICAN INCOME FUNDOF AMERICA CLA

Sub-Transfer Agency Fees

3500 WISEMAN BLVD
SAN ANTONIOTX 782514321
HOTCHKIS & WILEY HIGH YIELD FUND C

Sub-Transfer Agency Fees

725 S FIGUEROA 39TH FL
LOS ANGELESCA 90017
HOTCHKIS & WILEY SMALL CAP VALUE C

Sub-Transfer Agency Fees

725 S FIGUEROA 39TH FL
LOS ANGELESCA 90017
HOTCHKIS & WILEY MIDCAP VALUE CL A

Sub-Transfer Agency Fees

725 S FIGUEROA 39TH FL
LOS ANGELESCA 90017
NEXPOINT MERGER ARBITRAGE CL A

Sub-Transfer Agency Fees

200 CRESCENT COURT STE 700
DALLASTX 75201
NEXPOINT MERGER ARBITRAGE C

Sub-Transfer Agency Fees

200 CRESCENT COURT STE 700
DALLASTX 75201
HENNESSY LARGE CAP FINANCIAL INVST

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY SMALL CAP FINANCIAL INVST

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY GAS UTILITYINVESTOR CL

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY ENERGY TRANSITION INVESTO

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY MIDSTREAM INV

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY FOCUS FUND INVESTOR CLASS

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY CORNERSTONELARGE GRWTH IN

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY CORNERSTONEMID CAP 30 INV

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY CORNERSTONEVALUE INV CL

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY CORNERSTONEGROWTH INV CL

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY TOTAL RETURN INVESTOR CL

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HENNESSY BALANCED INVESTOR CL

Sub-Transfer Agency Fees

7250 REDWOOD BLVD. STE 200
NOVATOCA 94945
HARTFORD SCHRODERS CHINA FUND CL A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD SCHRODERS EMRG MKT MULT S

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD REAL ASSET CLASS A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD EMERGING MRKTS LOCAL DEBT

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD FLOATING RATE HIGH INCOME

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD CHECKS AND BALANCED FUND

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD STRATEGIC INCOME FUND CL

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD STRATEGIC INCOME FUND CL

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD EQUITY INCOME CL A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD MODERATE ALLOCATION FD CL

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD CONSERV ALLOCATION FD CL

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD FLOATING RATE FUND CLASS

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD BALANCED INCOME FD CL A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD SHORT DURATION CLASS A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD INFLATION PLUS CLASS A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD DIVIDEND & GROWTH CLASS A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD MULTI ASSETINCOME A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD MID CAP CLASS A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD CORE EQUITYCLASS A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD HIGH YIELD CL A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD HEALTHCARE FUND CL A

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD HEALTHCARE FUND CL C

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
HARTFORD GROWTH OPPORTUNITY CLASS

Sub-Transfer Agency Fees

100 MATSONFORD RD STE 300
RADNORPA 19087
OAKMARK SELECT INVESTOR CL

Sub-Transfer Agency Fees

111 SOUTH WACKER DR.
CHICAGOIL 60606
OAKMARK EQUITY & INCOME INVESTOR C

Sub-Transfer Agency Fees

111 SOUTH WACKER DR.
CHICAGOIL 60606
OAKMARK INTL INVESTOR CL

Sub-Transfer Agency Fees

111 SOUTH WACKER DR.
CHICAGOIL 60606
OAKMARK FUND INVESTOR CLASS

Sub-Transfer Agency Fees

111 SOUTH WACKER DR.
CHICAGOIL 60606
HARDING LOEVNER INTL EQUITY PORT I

Sub-Transfer Agency Fees

PO BOX 4766
CHICAGOIL 60680
HARDING LOEVNER INTL EQUITY PORT I

Sub-Transfer Agency Fees

PO BOX 4766
CHICAGOIL 60680
HARBOR CAP APP INV

Sub-Transfer Agency Fees

111 S. WACKER DR 34TH FL
CHICAGOIL 60606
HARBOR LARGE CAP VALUE INV CLASS

Sub-Transfer Agency Fees

111 S. WACKER DR 34TH FL
CHICAGOIL 60606
HARBOR HY BOND INV

Sub-Transfer Agency Fees

111 S. WACKER DR 34TH FL
CHICAGOIL 60606
JOHN HANCOCK INCOME FUND A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK BOND CLASS A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK INVST GRADE BOND CL A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK FDMTL LRG CAP CORE CL

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK FINC'L INDUSTRIES CLA

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
JOHN HANCOCK REGIONAL BANK CL A

Sub-Transfer Agency Fees

601 CONGRESS ST. 9TH FL.
BOSTONMA 2210
GUINNESS ATKINSON ALTERNATIVE ENER

Sub-Transfer Agency Fees

2220 E. ROUTE 66 STE 226
GLENDORACA 91740
GUINNESS ATKINSON GLOBAL ENERGY

Sub-Transfer Agency Fees

2220 E. ROUTE 66 STE 226
GLENDORACA 91740
GUGGENHEIM TOTAL RETURN BOND CL P

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM LARGE CAPVALUE CL P

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM MACRO OPPORTUNITIES CL

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM CORE BOND FUND P

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM ULTRA SHORT DURATION CL

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM HIGH YIELD CL P

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM FLOATING RATE STRATEGIE

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
GUGGENHEIM TOTAL RETURN BOND FD IN

Sub-Transfer Agency Fees

9601 BLACKWELL RD STE 500
ROCKVILLEMD 20850
AMERICAN GROWTH FUNDOF AMERICA CLA

Sub-Transfer Agency Fees

3500 WISEMAN BLVD
SAN ANTONIOTX 782514321
AMERICAN GROWTH FUNDOF AMERICA CLA

Sub-Transfer Agency Fees

3500 WISEMAN BLVD
SAN ANTONIOTX 782514321
GREEN CENTURY EQUITY FUND INSTL

Sub-Transfer Agency Fees

114 STATE ST. STE. 200
BOSTONMA 2111
GREEN CENTURY MSCI INTL INDEX INST

Sub-Transfer Agency Fees

114 STATE ST. STE. 200
BOSTONMA 2111
GREEN CENTURY MSCI INTL INDEX INVE

Sub-Transfer Agency Fees

114 STATE ST. STE. 200
BOSTONMA 2111
GREEN CENTURY BALANCED

Sub-Transfer Agency Fees

114 STATE ST. STE. 200
BOSTONMA 2111
GOLDMAN SACHS ESG EMERG MRKTS EQUI

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS INCOMEFD CL A

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS CLEAN ENERGY INCOME

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS CLEAN ENERGY INCOME

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS DEFENSIVE EQUITY A

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS ENERGYINFRASTRUCTURE

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GS SMALL CAP VALUE CLASS A

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS GQG PART INTERNTL OP

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS GQG PARTNERS INTL OP

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS MULTI MANAGER ALTRNT

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS ABSOLU RETURN TRACKE

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS LOCAL EMRG MRKTS DEB

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS SHORT DURATION BD CL

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS LONG SHORT CREDIT ST

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS STRG INCOME FUND CL

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GS HIGH YIELD FLOATING RATE CL A

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606
GOLDMAN SACHS MANGD FUTURES STRATE

Sub-Transfer Agency Fees

71 S. WACKER DR 4TH FL
CHICAGOIL 60606